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Clearing Execution Relationship
 
WJB has a clearing agreement with Jefferies & Company, Inc., in which we are the introducing broker-dealer. All trades are cleared on a fully disclosed basis and transactions are cleared using the delivery versus payment method. Clients may also flip trades to their corresponding broker-dealer.
 
  WJB's operations team has the ability to allocate trades through Oasys and Global Oasys, open new accounts via the Alert system, and use ACT Weblink to flip trades.
  Jefferies & Company, Inc. provides the delivery of cash and securities, issuance of trade confirmations and mailing of monthly statements.
 
 
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